| Advisor Profile |
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| Name: |
Quentin L. Ledford, Financial Planner |
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Business Description |
Our purpose is to provide complete financial analysis, plan design and implementation services to our clients.
In doing so we...
Assist our clients in the management of their risks and expenses for the balanced and efficient utilization of their resources so that they may fully realize their goals and objectives to meet both their current, and their future needs.
We vow to do our utmost in proving ourselves as a trusted source of no-nonsense, clear, concise, and unbiased information and guidance to our clients.
For nearly 25 years our clients have continued to rely on us because they know they can count on us to put their interests first. |
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General Information |
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| Insurance License#: |
0000756758
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| Name of Broker/Dealer: |
Lincoln Financial Securities Corporation
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| Name of Custodial Firm: |
Pershing, L.L.C.
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| States Licensed in: |
Tennessee, South Carolina, Virginia
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| States Willing to do Business in: |
As required to serve our clients.
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| Years of Experience in Financial Services: |
24
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| Number of Years with Current Firm: |
4
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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The American College (working on ChFC, REBC, RHU)
Completed CFP Educational Requirement
Life Underwriters Training Council Fellow
University of Maryland |
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Services |
| Investment Types: |
Professional Investment Management Services, Insurance, Bonds, Stocks, Annuities, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Insurance License (Life & Health; Long Term Care; Specify below), Life Underwriter Training Council Fellow (LUTCF)
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| Securities Licenses: |
Series 63, Series 7, Series 6
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| Insurance and Annuity Licenses: |
Disability, HMO, Health, Variable Annuity, Long Term Care, Variable Life, Life, Property, Casualty, Accident, Annuity
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| Financial Organization Memberships: |
Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA), National Association of Health Underwriters
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000.00
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| Compensation Methods: |
Flat Fee, Hourly, Commissions, Based on Assets
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| Additional Details on Charges: |
Fee Based Accounts ($100,000.00 Minimum)
Total Assets less than$500,000.00..... 1.0% of Account Assets
Total Assetsof $500,000.00 or more... 0.5% of Account Assets
Other Accounts:
Negotiated
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| Prepared By: |
Quentin L. Ledford, Financial Planner |
| Most Recent Update: |
08/04/2008 |
Frequently Asked Questions |
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